Initial filing by director officer or owner of more than ten percent.

Initial filing by director officer or owner of more than ten percent.

Initial filing by director officer or owner of more than ten percent.

Registration of up to an additional 20% of securities for any offering registered on an S-1

EFFECT

Amended Registration statement for face-amount certificate companies

Registration of certain classes of securities pursuant to Section 12(b) of the Securities Exchange Act of 1934

[Amend] General form for registration of securities under the Securities Act of 1933

40-APP Notice

Application for exemption and other relief filed under the Investment Company Act of 1940