SEC Filings

Filing date Form Description Filing Group View
DRS

Draft registration statement submitted by Emerging Growth Company under Securities Act Section 6(e) or by Foreign Private Issuer under Division of Corporation Finance policy

Registration Statements
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DRS/A

mendment to a previously filed DRS

Registration Statements
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DRS/A

mendment to a previously filed DRS

Registration Statements
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S-1

General form for registration of securities under the Securities Act of 1933

Registration Statements
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40-APP

Application for exemption and other relief filed under the Investment Company Act of 1940

Other
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APP NTC

40-APP Notice

Other
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S-1/A

[Amend] General form for registration of securities under the Securities Act of 1933

Registration Statements
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8-A12B

Registration of certain classes of securities pursuant to Section 12(b) of the Securities Exchange Act of 1934

Registration Statements
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S-1/A

Amended Registration statement for face-amount certificate companies

Registration Statements
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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Data provided by Kaleidoscope.